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U.S. Securities Law Briefing: SEC Shortens Standard Securities Settlement Cycle From T+3 to T+2

In a change widely expected by the market, the United States Securities and Exchange Commission (the “SEC”) has adopted an amendment to Rule 15c6-1 under the United States Securities Exchange Act of 1934 that will shorten the standard securities settlement cycle from three days after the trade date (“T+3”) to two days after the trade date (“T+2”).

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CFTC Division of Market Oversight Grants Time-Limited No-Action Relief from Notice Filing Requirements of Amended Aggregation Rules

On February 6, 2017, the Division of Market Oversight (“DMO”) of the Commodity Futures Trading Commission (“CFTC”) issued a time limited no-action letter (the “No-Action Letter”) granting relief from the notice-filing requirements set forth in CFTC Rule 150.

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MiFID II/ MiFIR and Asset Management – In a nutshell

With less than 12 months until MiFID II/MiFIR transitions from an implementation project to the way of life, understanding how your business will be impacted is of the utmost importance.

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AGM Alert 2017 guide published

We have now published our AGM Alert 2017 guide for company secretaries and general counsel of UK premium-listed companies.

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