Scott counsels private funds and their managers on operational, regulatory and compliance matters. His practice covers compliance with a broad range of U.S. regulations, and he has extensive experience advising private fund managers on issues related to the U.S. Investment Advisers Act, insider trading laws, conflicts of interest, business continuity, advertising and marketing in the U.S., and anti-money laundering. Scott has represented numerous private fund managers in SEC examinations. He also regularly advises on SEC registration (and exemptions) and implementing strong and practical compliance programs.
Education and qualifications
Scott holds a Juris Doctorate, cum laude, from Georgetown University Law Center and received his B.A. from the University of Texas. He is qualified to practice in New York.