Clare McMullen and Elly Proudlock recently contributed to the GIR

European, Middle Eastern and African Investigations Review 2019, where they discussed the latest developments in UK financial services enforcement and investigations

Their article provides an overview of the following: 

  • The FCA enforcement process
  • Current FCA enforcement priorities
  • FCA expectations of firms subject to investigation
  • Penalties 

To read the article, click here. 

The article is an extract from the 2019 edition of Europe, The Middle East and Africa Investigations Review. The whole publication is available here.