FRG Breakfast Briefing 230

Topics to be discussed:

  • Market conduct. We will review the practical implications for firms of the recent publication of FCA market watch 51 with renewed guidance on payment for order flow and a thematic review of mark making activity. Peter Bevan, Partner
  • PPI update. In September, the FCA published feedback on its package of proposals on PPI complaints and commenced a further consultation in light of Plevin on issues of fairness and redress. We will consider the latest proposals and their potential impact on firms.  Martyn Hopper, Partner
  • MiFID 2. The FCA has now published its third consultation paper on implementation of the key retail and wholesale conduct of business and related issues. The consultation is open until January and we will be returning to the detail of several of its chapters during the consultation period. In this briefing, we will give an overview of the CP to assist firms in their review and identifying the practical implications. Umesh Kumar, Partner

1 CPD point