Sell-Side Regulatory Roundtable

After a busy few months of regulatory developments in the UK and EU, we hosted our September sell-side roundtable.

In this roundtable we covered:

>  ESMA’s call for evidence on pre-hedging

> The new FCA consumer duty and impacts on sell-side firms

> An update on the EU MiFID Review

> The Financial Services and Markets Bill

> Highlights from the FCA’s CP on equities markets