Sell-Side Regulatory Roundtable
After a busy few months of regulatory developments in the UK and EU, we hosted our September sell-side roundtable.
In this roundtable we covered:
> ESMA’s call for evidence on pre-hedging
> The new FCA consumer duty and impacts on sell-side firms
> An update on the EU MiFID Review
> The Financial Services and Markets Bill
> Highlights from the FCA’s CP on equities markets