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HKMA and SFC to review distribution of non-exchange traded products

Author: Sumit Indwar

HKMA and SFC to review distribution of non-exchange traded products

The HKMA and SFC have announced that they will carry out a thematic review of the distribution of non-exchange traded investment products. They will look at selected intermediaries only, in order to assess levels of compliance with the suitability requirements for these products.

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HKMA and SFC to review distribution of non-exchange traded products

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