Authors: Clara Hackney, Karen Cheng, Terri Poon

Bookbuilding and Placing in ECM and DCM Transactions and Sponsor Coupling

We have just over two months before the new regulations for intermediaries carrying out bookbuilding and placing activities take effect.

The SFC and the Hong Kong Stock Exchange have both published guidance on certain questions which the industry has been grappling with, as well as information on what the transition arrangements will be.