Images are still loading please cancel your preview and try again shortly.
Accessibility tools

Author: Carl Fernandes

HKMA and SFC Guidance on Tailoring Suitability Assessment for 'Sophisticated Professional Investors'

The SFC and HKMA have introduced new guidance which will allow flexibility in the application of the suitability obligations and product disclosure requirements on transactions for individual professional investors who possess higher levels of net worth and knowledge or experience. 

x Find a Lawyer