Linklaters Global Regulation Update: Vol.6
The newsletter keeps you up to date with the week's key developments in UK, EU and other jurisdictions' financial regulations and financial industry related matters, in Japanese language, with links to relevant documents.
Weekly Financial Regulation Update
- "PISCES": a guide to the proposed UK Private Intermittent Securities and Capital Exchange System
- FCA Dear CEO letter warns firms of control failings in AML frameworks
- Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 published
- HM Treasury policy note on delaying payments processing where fraud is suspected
- FCA to conduct a review on firms' treatment of vulnerable customers
