SEC Transactions and Compliance ("STAC") Group - Q3 Round-Up

Quarterly SEC Round-Up - Q3 2022

The Linklaters SEC Transactions and Compliance (“STAC”) Group’s quarterly round-ups provide our updates and thoughts on the latest developments in SEC rulemaking and other matters of US federal securities law. 

In our Q3 round-up, we look at recent developments with potential implications for the SEC’s climate change proposal, a challenge to the Nasdaq diversity rule, and considerations for corporate compliance officers from the recent DOJ announcements, among other things.

The Linklaters STAC Group provides U.S. public company advice to foreign private issuers across a variety of sectors. The Group advises on the full spectrum of SEC matters and is made up of lawyers from across the Linklaters network, including our U.S. capital markets practices in New York, London, Frankfurt, Paris and São Paulo.