Our market-leading global financial regulation group advises on all aspects of regulatory compliance, risk management, enforcement and regulatory transactions
We can help you manage the impact of financial services regulation through standalone strategic advice, as well as acting as integrated team members on complex transactions and regulatory change projects.
We can proactively identify and address legal and regulatory risks arising in your business and help you to determine what good compliance practice looks like through a combination of risk advisory, benchmarking and horizon-spotting.
Regulators’ supervisory intervention powers are broad and business-threatening, and they’re being used earlier and more often. We take a proactive approach to help you mitigate the risk in advance and manage supervisory engagement to reduce interventions’ scope and impact, as well as to contest interventions effectively.
We can help you manage investigations and enforcement actions by regulatory bodies, covering wide-ranging regulatory matters, including cross-border regulatory work involving multiple authorities.
Our global team has extensive expertise of transactions involving regulated financial institutions, from the due diligence phase to getting regulatory approvals. We aim to provide technically excellent legal advice that is pragmatic and commercial, taking into account the bigger picture of the transaction as whole.
Linklaters’ U.S. Financial Regulation Group advises on the full spectrum of regulatory and compliance matters in the U.S. impacting global financial institutions, private equity, hedge and real estate fund managers, broker-dealers and banks.
Our new FRG blog where you will find insights, commentary and news on recent developments in financial regulation from our dedicated financial regulatory lawyers in London.
Launching Linklaters Law Compare – a key part of your post-Brexit legal compliance toolkit, enabling you to keep pace with a rapidly-changing regulatory framework in the EU and UK.
Providing full coverage of the EU and UK MiFID regimes from high-level requirements, through technical standards, to guidance and Q&A, your view of the rules is enhanced by Linklaters’ legal commentary.