SEC Transactions and Compliance Group — Q1 Round-Up

Quarterly SEC Round-Up — Q1 2024

The Linklaters SEC Transactions and Compliance (“STAC”) Group’s quarterly round-ups provide our updates and thoughts on the latest developments in SEC rulemaking and other matters of U.S. federal securities law. 

In our Q1 2024 round-up, we look at the status of the SEC’s climate change disclosure rule, a recent Supreme Court case addressing Rule 10b-5 liability, the SEC’s “shadow trading” case, the latest developments in whistleblowing and the Foreign Extortion Prevention Act. 

The Linklaters STAC Group provides U.S. public company advice to foreign private issuers listed or transacting in the United States. The Group advises on the full spectrum of SEC matters and is made up of lawyers from across the Linklaters network.