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Market conduct: financial services enforcement trends 2022

Authors: Nik Kiri, Sara Cody, Duncan Campbell

Market conduct: financial services enforcement trends 2022

Whilst 2021 was a quiet year for market conduct enforcement actions, ongoing hybrid working is prompting policy and supervisory developments, and there remains significant scrutiny of authorised firms and issuers including with respect to continuous disclosure and personal account dealing.

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Market conduct: financial services enforcement trends 2022

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Market conduct: financial services enforcement trends 2022

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