This guide examines the key legal and regulatory considerations for foreign businesses in their evaluation of possible investment opportunities in mainland China, in the context of an increasingly open market and bourgeoning private sector and more recently.
Acting as legal enablers in the Fintech ecosystem, our experts of the Fintech&Digital Transformation Group in Italy can support new players including start-ups as well as any established financial institution, corporate and investors, in imposing themselves as key players in the Italian fintech landscape.
In this comparative report, we review the evolving approach to non-financial misconduct taken by national financial services regulators in 12 key jurisdictions - including the extent to which this will be considered when assessing an individual's suitability to work in financial services.
To illustrate these differences, we compare the likely response of those regulators to three different fact patterns. We also consider the approach in those jurisdictions to firms' whistleblowing programmes.
In this note we highlight the most important enforcement developments in 2020, together with the key areas we believe will drive the nature and direction of enforcement activity by the UK financial regulators during 2021. This year’s themes include consumers; market conduct; operational Resilience; AML and financial crime; individual accountability; conduct, culture and governance; and practice, policy and procedure.
The importance of technical innovation and the significance of the digital development is immense. In this context our Vlog provides an overview of the relevant topics and an insight into current developments.
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