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We can help you manage the impact of financial services regulation through standalone strategic advice, as well as acting as integrated team members on complex transactions and regulatory change projects.
We can proactively identify and address legal and regulatory risks arising in your business and help you to determine what good compliance practice looks like through a combination of risk advisory, benchmarking and horizon-spotting.
We can help you manage investigations and enforcement actions by regulatory bodies, covering wide-ranging regulatory matters, including cross-border regulatory work involving multiple authorities.
Our global team has extensive expertise in the regulatory aspects of transactions involving regulated financial institutions and is ready to advise on all relevant aspects, including regulatory reporting, public disclosure requirements and corporate governance.
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The European Parliament has approved a package of legislation which will overhaul the prudential regulation of the majority of EU investment firms, and significantly change the remuneration rules for some firms.
Brexit is unique in its scope and complexity. It affects businesses across all sectors, yet no two businesses face precisely the same challenges; everything depends on the nature and footprint of their operations as well as those of their suppliers and customers.
The updated EU Shareholder Rights Directive applies in the UK from 10 June 2019. Companies, asset managers and institutional investors need to be prepared to comply with the changes it introduces.
The SMCR is part of the UK regulators’ drive to improve culture, governance and accountability within financial services firms. It aims to deter misconduct by improving individual accountability and awareness of conduct issues across firms.
Our MiFID II page provides consolidated and up to date MiFID II rules and guidance and links to our latest post-implementation insights.
This report, which has been prepared in partnership with UK Finance, is designed to help firms more easily engage with the many and varied sources of ethical requirements and evaluate whether they are living up to these expectations and the values they have set for themselves.