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Financial Regulation

Our market-leading global financial regulation group advises on all aspects of regulatory compliance, risk management, enforcement and regulatory transactions

Our team can guide you through the most sensitive and reputation-threatening regulatory issues, delivering strategic, technical and commercial advice.

We have longstanding relationships around the world with institutions offering financial services, including banks, investment managers, payment firms, trading platforms and exchanges.

Drawing on the depth of our international expertise in complex financial systems and products, the range of work our team handles underlines the quality of our regulatory practice.

We are ranked Band 1 for both contentious and non-contentious regulatory work in financial services.

Client services

1

Regulatory compliance

We can help you manage the impact of financial services regulation through standalone strategic advice, as well as acting as integrated team members on complex transactions and regulatory change projects.

2

Risk advisory

We can proactively identify and address legal and regulatory risks arising in your business and help you to determine what good compliance practice looks like through a combination of risk advisory, benchmarking and horizon-spotting. 

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3

Contentious regulation

We can help you manage investigations and enforcement actions by regulatory bodies, covering wide-ranging regulatory matters, including cross-border regulatory work involving multiple authorities.

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4

Regulatory Transactions

Our global team has extensive expertise of transactions involving regulated financial institutions, from the due diligence phase to getting regulatory approvals. We aim to provide technically excellent legal advice that is pragmatic and commercial, taking into account the bigger picture of the transaction as whole.

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Read our regulatory insights

FintechLinks blog

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A new EU prudential and remuneration regime for investment firms

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Brexit

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Shareholder Rights Directive II

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Senior Managers and Certification Regime

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MiFID II

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Ethics in Banking and Finance

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