UK - FCA review of MAR compliance: are your processes up to scratch?

The Financial Conduct Authority has published its findings following a review of how the industry has implemented the EU Market Abuse Regulation, in the latest edition of its Market Watch newsletter. This includes insights on market practice for insider lists and market soundings in particular, and sets out some of the regulator’s expectations for compliance processes. Insider lists Staff should be trained on how to identify and respond to inside information: anticipating likely source