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Why employees' use of chat apps can spell trouble for financial services

Author: Simon Treacy

Why employees' use of chat apps can spell trouble for financial services

Most banks and asset managers have policies restricting the use of personal devices which cannot be recorded. But the effectiveness of these policies may be tested by regulators as they probe how firms meet their record-keeping and monitoring obligations.

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Why employees' use of chat apps can spell trouble for financial services

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Why employees' use of chat apps can spell trouble for financial services

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