SEC Transactions and Compliance ("STAC") Group - Q1 Round-Up

Quarterly SEC Round-Up - Q1 2023

The Linklaters SEC Transactions and Compliance (“STAC”) Group’s quarterly round-ups provide our updates and thoughts on the latest developments in SEC rulemaking and other matters of U.S. federal securities law. 

In our Q1 2023 round-up, we look at developments such as the SEC’s latest rulemaking agenda, the anti-ESG movement among US states, the NYSE and Nasdaq’s compensation clawback proposals and SEC enforcement actions with respect to cybersecurity, Rule 10b5-1 plans and disclosure controls. Given the increasing regulatory focus on corporate cybersecurity both inside and outside the US, we also spotlight Linklaters' cyber security handbook for in-house counsel.  

The Linklaters STAC Group provides U.S. public company advice to foreign private issuers listed or transacting in the United States. The Group advises on the full spectrum of SEC matters and is made up of lawyers from across the Linklaters network.