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Explore the content outline of the Insider Dealing course.
Information about the background and details of the course
What are Insider Lists?
Find out about Dealing and Clearance
What is Disclosure?
Assess your knowledge
Share Dealing code and helpful links
What they are and the consequences of being on an insider list.
The dealing restrictions and clearance process for senior managers and other insiders, including closed periods, insider dealing, and dealing code obligations.
The obligations on senior managers and their “closely associated persons” to notify any deals.
The learner must complete one set of assessment questions to pass the course.
Those in senior management positions have extra assessment questions covering their additional obligations.
There is the added ability to include links to your company’s own internal dealing code, policies and any other relevant documents.
The course has helpful links to the market abuse rules and FAQs summarising the key messages.
Some more information
The course is delivered displaying your company logo.
The course operates within companies’ own compliance framework without the need for any changes. But we can also customise the course further if you wish; around a third of subscribers have had the course adapted further in this way.
We will work with you to ensure the course is compatible with your learning environment. The course complies with market standard tracking software (SCORM) and can be integrated with almost any Learning Management System (LMS) or operate as a standalone course if an LMS is not available.
The current content is based on the law as at August 2021. We will ensure all companies acquiring the eLearning course are notified of any changes in the law, affecting the course contents, within one year of acquisition.
Our course is sold on a global licence basis (for an unrestricted number of users across your organisation).
The cost of the standard course is a one-off fee of £3,500 plus VAT (or equivalent).